企业融资视角下的利率市场化效应研究

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The dissertation applies empirical and normative analysis,quantitatve andqualitative analysis,comparative and epagogic analysis,case studying and gamemethodology to studying the background,processing, interest rates level,enterprisesfinancing conditions,restrictions on interest ratesfunctioning andeffects of interest rates marketization systematically.The Dissertation consists of seven parts.  Part Ⅰ: Introduction.It is a brief introduction of the background,concept of thisdissertation and a review of the researches conducted abroad and home.  Part Ⅱ: Related theory and terminology.This part covers interest rate decisiontheory,the interest rate conduction theory,and financial liberalization theory.Interest rates marketization is defined,and the supporting conditions are analyzed.These are foreshadowing for the paper.  Part Ⅲ: The path for Chinas interest rate reform and changes of interest rates.Interest rate reform is an indispensable part of Chinas economic developmentsystem.The market-oriented interest rate reform process is introduced firstly.Thenthis part carefully examines the interest rate after the adoption of marketization ofinterest rate.It naturally comes to a conclusion that the overall interest rate level islow for now.  Part Ⅳ: A brief description of the effect on enterprises financing.At present,corporate financing is diversified and shows a structural imbalance situation.Indirect financing dominates and SME financing difficulty is still outstanding.  Part Ⅴ: Empirical analysis of effect on enterprises financing.Enterprisesfinancing is affected by interest rate marketization via quantitative and qualitativechannels.Firstly,the quantitative effect is analyzed based on a sample of 224different types of enterprises in Sichuan province in the framework of AccelerationModel.Secondly,the qualitative effect is summarized with descriptive statistics ofthe same sample.Lastly,we study the topic through one enterprise in Yibin city,Sichuaa province.  Part Ⅵ: Obstacles for further advance.The dissertation analyzes obstacles formarket-oriented reform of interest rates from the perspective of corporate finance,and the corresponding problems,including credit concentration,accumulation offinancial risks.All these fell onone point,that is the dissimilation of interest ratetransmission.  Part Ⅶ: Conclusions and policy suggestions.  Of course,the study is not very satisfying.First,as two interacting variables,interest rates and exchange rate are not analyzed in one model.Second,only the dataof Sichuan province is used in empirical analysis.Perhaps the character of samplediffers with the one of collectivity.Third,some data is acquired by estimation,so theconclusions drawn may be partial to some extent.
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