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1990年11月27日,由上海市市长朱镕基亲自签发的《上海证券交易管理办法》,为上海重新恢复远东国际金融中心的地位奠定了又一块法律基石,也为同年12月19日开业的上海证券交易所做好了较为可靠的法律准备。如何评价这一部法规,对正在制定中的深圳证券管理法规无疑有较大的借鉴意义。下面,本文试图从立法的意义、目的、原则、技术、特色等几方面,分别进行简要评述: (1)立法意义该法的出台,意味着上海证券市场结束了行政监控、杂乱无章的局面,步入了依法管理的“有法可依”的法制轨道,从而权威性地划清了证券发行和交易过程中的主管机关、证券交
On November 27, 1990, the Measures for the Administration of Shanghai Stock Exchange, which were personally issued by Shanghai Mayor Zhu Rongji, laid another legal foundation for Shanghai to regain the status of the Far East International Financial Center and opened its doors on December 19 of the same year Shanghai Stock Exchange to do a more reliable legal preparation. How to appraise this one regulation, there is undoubtedly greater reference to the Shenzhen securities regulation currently under development. In the following, the article attempts to briefly review the significance, purpose, principle, technology and characteristics of the legislation. (1) The legislative significance The promulgation of this law means that the Shanghai securities market has ended its administrative monitoring and disorderly situation Into the law-based “law-based” legal track, which definitively identified the securities issuance and trading process of the competent authorities, the securities exchange