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孔子曰:“诚者,天之道也;诚之者,人之道也”。战国时期的管子说:“先王贵诚信。诚信者,天下之结也”。人无信不立,一个行业,一个企业概莫如此。遍览证券媒体,经常有上市公司引爆制假新闻:券商被查、庄家被罚、中介机构受惩,银行违规上千责任人被揭发的事件;所有的利空不谋而合,甚至让华尔街都感到惊讶。为了挽救中国年轻的证券股票市场,首先,必须让证券市场的法制基石更加踏实。把好监管方和承销方的上市关;对报批的上市公司财务报表要进行重新核实;把包装上市消灭在萌芽中,在源头上堵住根基不牢的缺口。加强上市公司的法人治理和募集资金的监管,清晰股权结构,防止内部控股一股独大,国有产权虚置;严格执行上市公司同大股东“三分开”的原则;杜绝有欺诈行为的关联交易;对制假者和侵吞股东权益,不给股东回报者,应取消再融资资格;从而提高上市公司的信用度和业绩。执法当用重典。对已颁布的《证券法》、《公司法》以及今年6月1日刚刚颁布的《基金法》要做到执法必严,违法必纠;对不完善的方面应抓紧修改,尽快健全证券民事赔偿制度,使受到欺诈的投资者能得到财产和道义上的补偿。其次,重构中介机构的信用体系,落实监督制度。极个别券商与上市公司、会计事务所等中介机构勾结,通过虚假报表等方式欺骗投资者,操纵市场非法获利,给股市信用造成的极坏影响。
Confucius said: “Sincerity, the road of the sky; sincere person, the way of people also ”. Warring States Period tube said: “King and your integrity. Integrity, the world’s knot also ”. Unbelievers do not believe that one industry, a business is none other than this. Visit the securities media, often listed companies detonated counterfeiting news: brokerages were investigated, the dealer was punished, the intermediary institutions punished, the bank breached thousands of responsible persons were exposed events; all the bad coincidence, and even to Wall Street Surprised. In order to save the young stock market in China, first of all, the cornerstone of the legal system in the stock market must be more realistic. Good regulatory authorities and underwriters listed on the; for the approved financial statements of listed companies to be re-verified; to eliminate the packaging market in the bud, at the source to plug the gap is not strong foundation. Strengthen the corporate governance of listed companies and the supervision of raised funds, clarify the structure of shareholding structure and prevent the internal holding of an independent and state-owned property rights; strictly enforce the principle that listed companies share the same major shareholder “three separate”; eliminate fraud Related transactions; fraud counterfeiters and embezzlement of shareholders, not to return shareholders, refinancing should be disqualified; thereby enhancing the credibility of listed companies and performance. When using law enforcement code. We must strictly abide by the “Securities Law”, the “Company Law” as promulgated on June 1 this year and the “Funds Law” promulgated on June 1 this year. We must rectify the situation imperfectly and rectify it as soon as possible to improve the securities and civil affairs as soon as possible The compensation system enables the fraudulent investor to receive property and moral compensation. Second, we reconstruct the credit system of intermediaries and implement the supervision system. A few individual brokerage firms colluded with intermediaries such as listed companies and accounting firms to deceive investors through false statements and other means to manipulate illegal profits in the market and cause extremely bad credit to the stock market.