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我国证券业在引入融资融券制度时,创造性地将信托导入其中,并通过行政条例、监管规章、自律性规则等予以确认。以信托机制为中心来设计和构建融资融券制度,是我国在证券法领域的一项创新,有相当的新意及合理性。然而,这项理论创新也存在相应的理论缺陷,尤其是证券公司的角色错位问题。解决问题的关键,就是要在融资融券合同中明确相应的受益顺序和方式。
When China’s securities industry introduced the margin financing and securities lending system, it introduced the trust into it creatively and confirmed it through administrative regulations, regulatory rules and self-regulatory rules. The design and construction of the margin financing and securities lending system centering on the trust mechanism is an innovation in the field of securities law in our country. It is quite innovative and reasonable. However, there are corresponding theoretical flaws in this theoretical innovation, especially the dislocation of the roles of securities companies. The key to solve the problem is to clarify the corresponding order of benefits and ways in the margin trading contracts.