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发展区域性股权挂牌转让市场,是建立多层次资本市场体系、实现统一监管下股份转让制度的一项重要探索。这项探索能否成功,在很大程度上取决于区域性股权挂牌转让市场是否能有效地控制市场风险,而风险的有效控制又取决于市场是否采取了合适、有效的监管。因此,从区域性股权挂牌转让市场发展的实际需求出发,建立适当的、富有效率的、具有区域市场特色的监管体系和监管制度,对区域性股权挂牌转让市场持续、平稳、健康发展,具有十分重要的意义。 一、监管的环境 市场环境分析是市场监管职能和监管
The development of a market for listing and transferring of regional equity is an important exploration to establish a multi-level capital market system and realize the share transfer system under the unified supervision. The success of this exploration depends to a large extent on whether the market for listing and transferring of regional equity can effectively control the market risk, and the effective control of risk depends on whether the market adopts appropriate and effective regulation. Therefore, starting from the actual needs of the development of the market for listing and transferring shares, the Bank established an appropriate and efficient supervisory system and supervisory system with regional market characteristics, and maintained a steady, steady and healthy development of the listing and transfer of regional equity. Significance. First, the regulatory environment Market environment analysis is the market regulatory functions and supervision