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一、中国证券市场的管理模式及现状 目前,我国证券市场管理模式是一种政府管理型的宏观证券管理体制,如图1。 在这种证券管理体制下,国务院证券委员会由14个部委的官员组成,他们分别来自计委、财政部、国有资产管理局、国家工商局、国家税务总局、国务院法制局、监察部、最高法院和最高检察院。这种证券多头管理的格局,导致证券管理行政干预过多,宏观管理分散,政出多门,各行其令,国家证券委员会行使宏观管理与调控
I. Management Mode and Current Situation of China’s Securities Market At present, the management mode of China’s securities market is a government-managed macro-securities management system, as shown in Figure 1. Under this system of securities management, the Securities Commission of the State Council is composed of officials from 14 ministries and commissions from the Planning Commission, the Ministry of Finance, the State-owned Assets Supervision and Administration Commission, the State Administration for Industry and Commerce, the State Administration of Taxation, the Legislative Affairs Bureau of the State Council, the Ministry of Supervision, the Supreme Court And Supreme Procuratorate. This pattern of securities long management, leading to excessive administrative management of securities, macroeconomic management is fragmented, governs many ways, go its own way, the State Securities Commission to exercise macro-control and regulation