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光大证券乌龙事件虽已定性,但善后工作远未结束,证券市场法规制度建设的滞后暴露无疑。美国证券法权威专家路易斯·罗斯(Louis Loss)曾对内幕交易行为作了个恰如其分的比喻:假如游戏规则容许某人在牌上作记号,那么还有谁愿意继续玩这种游戏呢?的确,被视为资本市场“天敌”的内幕交易必须受到管制。15天!从案发到处罚结果出炉,仅仅1 5天时间!证监会在光大证券“8·16”事件中的行动之快,无疑证明了“从严从快”打击内幕交易等证券违法违规活动的决心。然而,证监会这一严厉果断的做法
Although Everbright Securities Oolong incident has been qualitative, but the aftermath of the work is far from over, the securities market rules and regulations of the lagged construction of no doubt. Louis Loss, an authority on securities law in the United States, once made an apt analogy with insider trading: Who would like to keep playing this game if the rules of the game allow one to mark it? Indeed, Insider dealing that is seen as a capital market “natural enemy ” must be regulated. 15 days! From the incident to the punishment results released, only 15 days! SFC in the Everbright Securities “8.16 ” incident quickly proved undoubtedly “strict and fast ” against insider trading Securities and other illegal activities determined. However, the SFC is a harsh and resolute approach