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北京顺鑫农业股份有限公司:中国证券监督管理委员会对北京顺鑫农业股份有限公司(以下简称“顺鑫农业”)在公司职工股募集过程中违反证券法规的行为进行了调查。一、违规事实经查实,顺鑫农业在公司职工股的募集过程中,没有如实办理托管和公告。1998年9月,顺鑫农业在办理公司职工股的托管时,没有按公司职工股的实际缴款人和认购数量办理托管。1998年11月3日,顺鑫农业的上市公告书称:“本公司公开发行的5600万股社会公众股和700万股公司职工股以及向基金配售的700万股已全部由社会公众、公司
Beijing Shunxin Agriculture Co., Ltd. (CSRC): China Securities Regulatory Commission investigated the violation of securities laws and regulations by Beijing Shunxin Agriculture Co., Ltd. (hereinafter referred to as ”Shunxin Agriculture“) in the process of raising employee shares. First, violations of the facts As verified, Shunxin agricultural workers in the process of raising shares, there is no truth for the custody and announcement. In September 1998, Shunxin Agriculture Co., Ltd. failed to handle custody of the employees’ shares of the Company as per its actual contributors and subscribers when handling the escrow of its employees. November 3, 1998, Shunxin Agriculture listed announcement said: ”The company’s public offering of 56 million shares of public shares and 700 million shares of company employees and shares to the fund 700 million shares have been all the public, the company