论文部分内容阅读
一、从属责任的法源二、协助与教唆责任三、控制人责任四、代理责任五、共谋责任六、总结目次在美国,未直接实施证券违法行为,但为直接违法者提供协助,或与直接违法者有所关联,就可能招致某种从属责任(Secondaryliability)。在联邦证券法中,写明的从属责任只有控制人责任,但在实际执法中,绝大多数法院都认为,证券法“隐含”了其他形式的从属责任,不排除其他形式的从属责任。因此,在美国证券法下,到底有多少
First, the source of subordinate responsibility Second, the assistance and abetment responsibilities Third, the controller responsibility Fourth, the responsibility of the Deputy Five, conspire with the responsibility Sixth, the summary In the United States, the direct implementation of securities violations, but to provide direct assistance to those who violate or Associations with direct offenders may incur some secondary liability. In the federal securities law, the subordinate responsibility stated is only the responsibility of the controller, but in the actual law enforcement, the vast majority of courts think that the securities law “implies” other forms of subordination and does not exclude other forms of subordination responsibility. Therefore, under the United States Securities Act, in the end how much