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ETF上市交易规则缺位,做市商制度不完善,“非交易过户”合法性受质疑,ETF发行方式单一,成立标准苛刻,“T+1”交易制度的限制,以上种种原因使得港股组合ETF在内地的发行面临重重障碍。因此,完善ETF运行的法律制度,保护一篮子股票的有效运转,丰富ETF的发行方式,完善做市商制度,确认“T+0”交易制度的合法性,设置与ETF配套的法律制度,是促进内地引入港股组合ETF的有效法律途径。
ETF listing rules absent, the market maker system is imperfect, “non-transaction transfer ” questionable legality, ETF issuance of a single, the establishment of harsh standards, “T + 1 ” trading system restrictions, the above reasons Making Hong Kong stocks portfolio ETF issuance in the Mainland facing many obstacles. Therefore, improving the legal system for the operation of ETFs, protecting the effective operation of a basket of stocks, enriching the issuance of ETFs, perfecting the market maker system, confirming the legitimacy of the “T + 0” trading system and setting up a legal system supporting ETFs Is an effective legal way to promote the introduction of the Hong Kong stocks portfolio ETF in the Mainland.