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各具有主承销资格的证券公司(资产管理公司)、具有证券相关业务资格的律师事务所和会计师事务所:为加强对通过发审会的申请首发、增发、配股公司会后事项的监管,确保拟发行公司符合发行上市条件,督促其切实按照《证券法》、《公司法》及信息披露准则的规定,做到信息披露的真实、准确、完整、充分和及时,降低发行风险,现对主承销商、律师事务所及会计师事务所提出如下工作要求:一、对通过发审会的拟发行公司,在获准上市前,主承销商和相关专业中介机构仍应遵循勤勉尽责、诚实信用的原则,继续认真履行尽职调查义务,对拟发行公司是否发生重大事项给予持续、必要的关注。所谓重大事项是指可能影响本次发行上市及对投资者做出投资决策有重大影响的应予披露的事项。二、拟发行公司在发审会后至招股说明
Securities companies (asset management companies) each with lead underwriting qualifications, law firms and accounting firms with securities-related business qualifications: In order to strengthen the supervision over the issuance of applications through the issuance examination committee and issuance of additional issuance and placement-related issues, The company to be issued meets the requirements for the issuance and listing of securities and urges it to effectively and truthfully, accurately and completely disclose the information disclosed in accordance with the provisions of the Securities Law, the Company Law and the Guidelines for Information Disclosure, so as to reduce the risk of issuance. Underwriters, law firms and accounting firms put forward the following work requirements: I. For a company that intends to issue shares through the issuance examination committee, the lead underwriter and relevant professional agencies should still follow the principle of diligence, honesty and credibility , Continue to conscientiously perform its obligations of due diligence and give continuous and necessary attention to whether any major issue of the company to be issued is serious or not. The so-called major issues refers to the issue may affect the listing and investors to make investment decisions have a significant impact on the disclosure of matters. Second, the company to be issued after the issuance of the prospectus to the prospectus