论文部分内容阅读
中美银行兼营证券业务的比较□建设银行安徽省分行姚国庆美国对银行监督采取联邦立法与州立法的双元制。1933年以前银行能否兼营证券业的问题,联邦法与州法规定的并不完全相同。原则上州银行法采取放任态度,而联邦银行法予以限制。判例则对各种业务有不同的解释。192
Bank of China and the United States 兼营 securities business □ Construction Bank of China branch in Anhui Province Yao Guoqing US bank supervision to take federal legislation and state legislation dual system. Before 1933 the bank can run the securities industry, the federal law and state law is not exactly the same. In principle, the state bank law takes a laissez-faire attitude, while the federal banking laws restrict it. The precedent has different interpretations for various businesses. 192