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证券公司的资金运作状况是影响整个证券市场运作的基石和前提,一个健康良好的证券公司融资体系能够保证证券公司发挥中介机构的作用。拓宽证券公司的融资渠道,从而改善证券公司的资金管理状况,有助于整个证券市场中介机构体系的完善,也有助于证券市场的健康发展。美国是世界上资本市场最发达的国家之一,券商融资监管较少,渠道比较通畅。美国券商的融资渠道主要有: 1.上市。海外券商的自有资本主要通过在证券市场发行股票来筹集。一般来
The operation of the securities company’s capital is the cornerstone and premise affecting the operation of the securities market. A sound and healthy securities company financing system can ensure the securities companies play an intermediary role. Broaden the financing channels for securities companies, so as to improve the capital management of securities companies, improve the system of intermediaries in the securities market as a whole, and also contribute to the healthy development of securities markets. The United States is one of the most developed countries in the world in terms of capital markets. There is less regulation on securities financing by brokers and a more open channel. The United States broker financing channels are: 1. Listing. Overseas brokerage’s own capital mainly through the stock market to raise shares. Generally come