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目前我国金融证券市场还不成熟,“老鼠仓”这种背信行为时有发生,严重地破坏了金融证券市场秩序,给投资者造成巨大的损失,在《刑法修正案(七)》出台之前尚未有针对此类行为的规定,因此无法追究当事人的刑事追责任,只能以行政处罚了事。2009年2月28日通过的《刑法修正案(七)》对证券、期货交易中的“老鼠仓”行为给予了重点关注,将“老鼠仓”上升到犯罪层面进行打击,对于规范金融领域证券期货交易,保护证券投资人的合法权益具有重要意义,也表明了立法层规范证券金融市场秩序的决心。
At present, China’s financial securities market is not yet mature, and the “backdoor” behavior of “rat warehouse” has occurred from time to time, seriously destroying the order of the financial securities market and causing enormous losses to investors. In “Criminal Law Amendment (VII)” There have not been any provisions for such acts before, so they can not be held criminally responsible for the parties, only to administrative penalties. The “Criminal Law Amendment (VII)” passed on February 28, 2009 has given priority to the behavior of “rat silos” in the trading of securities and futures, and has raised the “rat silos” to the criminal level for cracking down on It is of great significance to regulate the trading of securities and futures in the financial field and to protect the legitimate rights and interests of securities investors. It also shows the determination of the legislature to regulate the order of the securities and financial markets.