论文部分内容阅读
据中国证券报9月20日报道,证监会于近日下发通知,鼓励证券公司多渠道补充资本,并清理取消有关证券公司股权融资的限制性规定。鼓励符合条件的证券公司IPO,取消“较强的市场竞争力”和“良好的成长性”两项额外审慎性要求,并简化有关程序,提高IPO监管意见书的出具效率。在鼓励证券公司补充资本的同时,也注重防范风险。证监会新闻发言人表示,为强化资本约束,防范风险,对于资本实力不足、风险覆盖率(净资本比
According to the China Securities Journal reported on September 20, the Commission issued a circular recently to encourage securities companies to replenish their capital through multiple channels and to clean up the restrictions on securities companies to cancel the equity financing restrictions. Encourage eligible IPO of IPOs, remove two additional prudential requirements of “strong market competitiveness” and “good growth”, and streamline the procedures to raise the efficiency of issuance of IPOs. While encouraging securities companies to replenish their capital, they also pay attention to risk prevention. SFC spokesman said that in order to strengthen the capital constraints, to prevent risks, lack of capital strength, risk coverage (net capital ratio