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上海、深圳证券交易所:为了贯彻《证券法》及相关法律、法规的规定,保证证券结算系统的正常运行,现就证券交易所加强会员结算风险管理若干问题通知如下:一、建立、完善最低结算备付金(即结算头寸)制度,要求会员资金结算帐户的余额不得低于最低结算备付金标准。会员缴付的最低结算备付金不足时,应要求其在次日补足。制定或修改设定最低结算备付金标准的具体办法,报我会备案。二、根据不同会员的资信状况和历年遵守证券交易所业务规则的情况,调整其交纳最低结算备付金标准。三、对于不能按期、足额交纳最低结算备付金的会员,应当加强重点监控,并按相
Shanghai and Shenzhen Stock Exchanges: In order to implement the provisions of the Securities Law and other relevant laws and regulations and ensure the normal operation of the securities settlement system, we hereby notify you of the following several issues concerning the risk management of the clearing of member exchanges under the stock exchange: I. Establishing and perfecting the minimum Clearing reserve fund (ie settlement position) system, requiring the balance of member funds settlement account shall not be less than the minimum deposit reserve fund standards. Members will be required to make up the next day if they have not paid their minimum balance. Formulate or amend the minimum settlement reserve fund standards for the specific measures, reported that I will record. Second, according to the credit status of different members and compliance with the business rules of the stock exchange over the years, adjust the standard of payment of minimum deposit reserve. Third, for those who can not pay on schedule, in full payment of minimum deposit reserve fund, should strengthen the focus of monitoring, and by phase