论文部分内容阅读
辽宁证券有限责任公司:经查,你公司1995年3月8日为客户股票交易提供透支60.3万元,违反了《股票发行与交易管理暂行条例》(以下简称《股票条例》)第四十三条的规定,构成《股票条例》第七十一条第(八)项所述的行为。根据《中华人民共和国行政处罚法》第二十三条的规定,责令你公司自收到本通知之日起一个月内清理完违规透支。
Liaoning Securities Co., Ltd.: After investigation, your company provided overdrafts of 603,000 yuan for customer stock transactions on March 8, 1995 in violation of the provisions of the Provisional Regulations on the Administration of Stock Issuance and Trading (the “Stock Regulations”), the 43rd The provisions of Article 71 (8) of the Stock Ordinance constitute the acts mentioned in Article 71 of the Stock Regulations. According to the “People’s Republic of China Administrative Punishment Law,” the provisions of Article 23, ordered your company since the receipt of this notice within one month from the date of clean-up illegal overdraft.