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资产管理行业的大发展得益于正确的监管理念和制度设计。在行业迈入成熟阶段之时,进一步加强监管和规范是必要的。金融行业是管理风险的行业,不可能消灭或扼杀风险,而应该基于风险识别、评估、筛选和定价,在风险可控的前提下,寻求风险收益的合理平衡与行业的可持续发展。1998年3月,国泰、南方、华夏三家基金公司获批,标志着中国现代资产管理行业的肇始。过去近20年,资产管理行业的经营主体和业务范围不断延展和融合,成就斐然(见表1)。截至2016年年底,公募、
The great development of the asset management industry benefits from the correct regulatory concept and system design. As the industry enters a mature phase, further stepping up regulation and regulation is necessary. The financial industry is an industry that manages risk. It is impossible to eliminate or strangle it. Instead, it should seek reasonable balance of risks and benefits and sustainable development of the industry based on risk identification, assessment, screening and pricing. March 1998, Cathay Pacific, South, China three fund companies approved, marking the beginning of China’s modern asset management industry. In the past 20 years, the asset management industry has continuously expanded and merged the business entities and business scope and achieved remarkable success (Table 1). As of the end of 2016, public offering,