回归有效资本市场——香港创业板垒高上市门槛分析

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近日,从香港证监会传出消息说,即将公布的《创业板上市规则》修订版将提高有关上市要求的规则,意在提高整体市场素质,避免创业板上市公司素质过分参差。国内随即有“香港创业板提高门槛,中小企业黯然神伤”的说法。 另据报道,联交所公布,截至6月29日,提出到香港创业板上市申请的公司中,有多达40家公司的上市申请受阻。其中,31家公司的申请期限已过,1家公司申请被拒,8家公司撤回申请。应该说,真正受香港创业板规则修改影响的企业并不多,只有1家是因为企业本身条件不够而被拒绝。有些企业可能考虑更多的是国际资本市场状况不是很好,希望等待更好的上市时机。所以,不能简单地把上市受阻归结为上市条件的提高。 而且,香港创业板的规则修改自1年前就已经开始,只不过到今天才有了结果。那么,香港创业板门槛提高,对国内企业去香港创业板上市到底有什么实质性的影响? 另外,也有一种说法认为,内地创业板的推出之所以十分审慎,就是有香港创业板出台后规则屡次摇摆的前车之鉴。 既要推动高成长企业发展,又要避免风险——如何将创业板打造为一个有效的资本市场,香港创业板此次规则变动值得关注。 Recently, a news report from the Securities and Exchange Commission in Hong Kong said that the forthcoming revision of the GEM Listing Rules will raise the rules on listing requirements with the aim of improving the overall market quality and avoiding the excessive variation of the qualifications of GEM companies. At home, there are “Hong Kong GEM to raise the threshold, SMEs sadly” argument. It is also reported that the Stock Exchange has announced that as of 29 June, up to 40 companies that filed applications for listing on the Hong Kong GEM had blocked their listing applications. Among them, the application deadline of 31 companies has passed, one company was rejected, and eight companies withdrew their applications. It should be said that there are not many enterprises that are really affected by the changes in the Hong Kong GEM rules. Only one company was rejected because of the lack of sufficient conditions for the enterprises themselves. Some companies may consider more is the international capital market conditions are not good, hoping to wait for a better time to market. Therefore, we can not simply boil down the listed listing conditions to improve. Moreover, the Hong Kong GEM changes to the rules since a year ago has just begun, but only today has the result. So, the threshold of Hong Kong GEM increased, the domestic enterprises to the Hong Kong GEM listing in the end what the real impact? In addition, there is also a view that the reason why the introduction of the GEM on the Mainland is very cautious, there is the GEM rules Repeatedly swinging lessons. It is necessary to promote the development of high-growth enterprises, but also to avoid the risk - how to build GEM as an effective capital market, Hong Kong GEM changes in the rules deserve attention.
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