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虚假信息披露是制约我国证券市场健康发展的一大痼疾,对它的治理必须多管齐下。目前对责任人员追究行政责任和刑事责任的消息屡屡见诸报端,但对他们承担民事责任的情况还不曾耳闻。值得庆幸的是投资者的权利意识正日益加强。1998年12月14日,一投资者姜某向上海浦东新区法院起诉,请求判令红光公司及其高级管理人员、国泰证券(上市推荐人),中兴信托(主承销商)和相关中介机构赔偿因披露虚假信息给自己造成的损失。但不幸的是法院以一个自相矛盾的裁定驳回了原告的起诉。
False information disclosure is a major problem that restricts the healthy development of China’s securities market. Its governance must be managed in a multi-pronged approach. At present, the news about responsible officials and criminal responsibility being investigated and reported frequently has not been reported, but we have not heard of their civil liability. Fortunately, investors are increasingly aware of their rights. On December 14, 1998, Jiang Jiang, an investor, sued Shanghai Pudong New District Court and requested the court to order Red Light Company and its senior management personnel, Cathay Securities (Listing Sponsor), ZTE Trust (the lead underwriter) and relevant intermediaries Compensation for the disclosure of false information to their own losses. Unfortunately, however, the court rejected the plaintiff’s prosecution in a self-contradictory decision.