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证监会2016年12月2日发布《基金管理公司子公司管理规定》及《基金管理公司特定客户资产管理子公司风险控制指标管理暂行规定》两项监管新规,从诸多方面给基金子公司无序发展带上“紧箍咒”。以上规定于2016年12月15日起施行。新规规定专户子公司应当持续符合四项风险控制指标标准:一是净资本不得低于1亿元人民币;二是净资本不得低于各项风险资本准备之和的100%;三是净资本不得低于净资产的40%;四是净资产不得低于负债的20%。证监会相关负责人介
On December 2, 2016, the CSRC promulgated two new regulatory rules on the “Regulations for the Management of Subsidiaries of Fund Management Companies” and the “Interim Provisions on the Management of Risk Control Indexes for Asset-Specific Subsidiaries of Fund Management Companies”, in many aspects, Development of the order to bring “magic spell ”. The above rules will come into force on December 15, 2016. The new rules stipulate that the specialized subcompanies shall continue to meet the criteria of the four risk control indicators: first, the net capital shall not be less than 100 million yuan; second, the net capital shall not be less than 100% of the sum of all the venture capital reserves; thirdly, the net Capital of not less than 40% of net assets; Fourth, the net assets of not less than 20% of the debt. Commission-related responsible person