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2004年1月31日,国务院颁布了《关于推进资本市场改革开放和稳定发展的若干意见》,提出“把证券、期货公司建设成为具有竞争力的现代金融企业”。具有竞争力的现代金融企业的关键在于有效地控制风险。 一个完善的期货经纪公司风险控制系统一般应包括以下三个方面:一是完善的风险管理组织结构,赋予风险管理部门真正的权力和责任;二是利用现代化风险管理技术,建
On January 31, 2004, the State Council promulgated “Several Opinions on Promoting the Reform, Opening up and Stable Development of the Capital Market” and put forward the idea of “building securities and futures companies into a competitive modern financial enterprise.” The key to a competitive modern financial firm lies in the effective control of risk. A sound futures brokerage risk control system should generally include the following three aspects: First, improve the risk management organizational structure, given the real power and responsibility of the risk management department; the second is to use modern risk management techniques to build