论文部分内容阅读
海南华银国际信托投资公司青岛证券交易营业部:最近,中国证券监督管理委员会会同中国人民银行对海南华银国际信托投资公司青岛证券交易营业部(以下简称“华银青证”)违反证券法规的行为进行了调查。现已查实华银青证以下违规行为:1996年7月至12月,华银青证利用从中国光大银行青岛分行拆借资金累计4.05亿元,通过42个个人股票帐户申购新股,共获利120.24万元。华银青证的上述行为违反了中国人民银行《关于进一步加强对同业拆借管理的通知》(银发[1993]27号)第四条关于“严禁用拆入资金搞固定资产投资、购买有价证券”的规定,构成了《股票发行与交易管理暂行条例》(以下简称《股票条例》)第七十四条第(十)项所述“其他非法从事股票发行、交易及其相关活动的”行为。华银青证的上述行为还违反了《证券经营机
Hainan Huayin International Trust and Investment Corporation Qingdao Securities Trading Office: Recently, the CSRC and the People’s Bank of China have violated the Qingdao Huayin International Trust and Investment Corporation Qingdao Securities Trading Office (hereinafter referred to as “Huayin Qingzheng”) with the People’s Bank of China Securities laws and regulations were investigated. Huayin Qingzheng has now verified the following violations: From July to December 1996, Huayin Qingzheng used a total of RMB 405 million borrowed and lent funds from China Everbright Bank Qingdao Branch to subscribe for new shares through 42 individual equity accounts for a total profit of 120.24 Million. The aforesaid acts of Huayin Qingzheng have violated Article 4 of the Circular of the People’s Bank of China on Further Strengthening the Management of Inter-bank Lending (Yin Fa [1993] No. 27). It is strictly forbidden to engage in capital inflows to engage in investment in fixed assets and purchase price Securities “, constitute the” issuance and trading management Provisional Regulations “(hereinafter referred to as the” Stock Ordinance “) Article 74 (10) of the” other illegal engage in stock issuance, trading and related activities the behavior of. Huayin Qing card above behavior also violated the "securities business machine