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证券投资者保护基金制度是投资者保护制度的重要组成部分,2005年证监会、财政部、中国人民银行联合颁布了《证券投资者保护基金管理办法》(以下简称《管理办法》),2006年全国人大常委会颁布了《证券法》。但是在制度的设计上仍存在很多问题,本文立足于当前我国证券投资者保护基金法律制度的基本规定,通过探讨我国证券投资者保护基金制度存在的问题,吸收和借鉴资本发达国家(地区)证券投资者保护基金法律制度的成功经验,从主体制度,客体制度,赔偿制度,监管制度等方面对我国证券投资者保护基金法律制度的完善提出了建议。
The Securities Investor Protection Fund System is an important part of the investor protection system. In 2005, the Securities Regulatory Commission, the Ministry of Finance and the People’s Bank of China jointly promulgated the Measures for the Administration of Securities Investor Protection Funds (hereinafter referred to as the “Administrative Measures”). In 2006 The NPC Standing Committee promulgated the Securities Law. However, there are still many problems in the design of the system. Based on the basic provisions of the current legal system of China’s securities investor protection fund, this paper explores the problems existing in China’s securities investor protection fund system and absorbs and capitalizes on the securities of developed countries (regions) The successful experiences of the legal system of investor protection fund put forward suggestions on how to improve the legal system of China’s securities investor protection fund from the aspects of subject system, object system, compensation system and supervision system.