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韩国于2007年将以往规制资本市场的《证券交易法》《期货交易法》等六部重要法规进行合并,实现了资本市场法的统合规制。其中“金融投资商品”是整部法律的核心概念,它对“金融投资业”“金融投资业者”等概念,以及资本市场法的适用范围的确定具有重要的意义。我国尚未进行金融服务法领域的统合立法,但是对金融工具正逐步开放,法律规制的滞后和空白问题已经凸显,金融服务法领域的统合规制已经成为一种趋势。本文将详细论述韩国资本市场法上“金融投资商品”的具体定义,以及作为其具体类型的“证券”和“衍生产品”的概念,并与我国现有立法中的相应概念进行比较,为我国今后的统合立法提供参考。
In 2007, South Korea merged its six major laws and regulations, including the Securities and Exchanges Law and the Futures Trading Law, which regulate the capital market in the past, and realized the unified regulation of the capital market law. Among them, “financial investment goods” is the core concept of the whole law, and it is of great significance to the concepts of “financial investment industry” and “financial investment company” and the scope of application of the capital market law. However, the gradual opening of financial instruments and the lag and blank of legal regulation have been highlighted. The integration regulation in the field of financial services law has become a trend. This article will elaborate on the specific definitions of “financial investment commodities” in Korea’s capital market law and the concepts of “securities” and “derivatives” as their specific types, and in accordance with the existing legislation in Korea The concept of comparison, for our future unified legislation to provide reference.