论文部分内容阅读
我国期货市场监管体制是一种行政管制性体制,不仅容易导致监管者与被监管者的关系割裂,而且会导致改革动力不足,使期货市场发展面临“有数量、缺质量”的陷阱。现行监管体制的缺陷有其特殊的历史渊源和形成过程,因此,必须从体制的本源和问题的本质入手推动监管改革和结构调整。具体思路是:通过转变监管理念,重塑监管主客体关系;以原则监管为主,兼顾规则监管,进而提升监管效率;通过交易所改制、清算系统集中和发展场外交易市场(OTC),优化市场结构;减少行政性干预和管制,推动期货监管的法治化进程。
The regulatory system of the futures market in our country is an administrative regulatory system, which not only easily results in the fragmentation of the relationship between the supervisor and the supervisor, but also leads to the lack of motivation for the reform so that the futures market faces the trap of “quantity and lack of quality”. The defects of the current regulatory system have their own historical origins and formation process. Therefore, we must promote the regulatory reform and structural adjustment from the origin of the system and the nature of the problems. The specific idea is: to reshape the relationship between the principal and the object of supervision by changing the regulatory concept; to focus on the principle of regulation and to supervise the regulation of rules so as to enhance the efficiency of regulation; to optimize and optimize the OTC by means of restructuring and liquidation of the exchange, Market structure, reducing administrative intervention and regulation, and promoting the legalization of futures regulation.