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今年6月,著名的交银施罗德原基金经理李旭利因涉嫌“老鼠仓”被起诉,给原本萧条的基金市场再增寒意。基金的公信力正遭受严重质疑,凸显了强化制度监管的必要。“基金治理结构不健全,现行基金法缺乏对基金管理公司股东及其实际控制人的规定,对基金管理人及其从业人员监管措施也不够严密,难以有效保护基金投资者权益,一些基金的‘老鼠仓’、内幕交易等问题屡禁不止。同时,基金组织形式单一,基金份额持有人大会召集难度较大、作用发挥受限,投资者缺乏意志表达机制,难以形成对基金管理人的有效监督和制约。”全国人大财经委副主任委员吴晓灵表示。
In June of this year, Li Xuli, the famous manager of the Bank of Communications Schroder Fund, was sued for suspicion of “rat storehouse” and added another chill to the depressed fund market. The credibility of the fund is being seriously questioned, highlighting the need to strengthen regulatory oversight. “The fund management structure is not perfect, the current fund law lacks provisions for the shareholders of the fund management company and its actual controller, the regulatory measures for fund managers and their employees are not strict enough to effectively protect the rights and interests of fund investors. Some fund At the same time, the IMF has a single form and the convening of the fund share holders’ meeting is more difficult and its role is limited, and investors lack the mechanism of will expression and it is difficult to form an effective supervision over the fund managers And constraints. ”Wu Xiaoling, vice chairman of the NPC Financial and Economic Committee, said.