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各省、自治区、直辖市、计划单列市证管办(证监会),上海、深圳证券交易所,各基金管理公司,各基金托管人,有关证券经营机构: 为进一步规范证券投资基金(以下简称基金)运作,维护基金投资人的合法权益,保证基金试点工作的顺利进行,根据《证券投资基金管理暂行办法》(以下简称《暂行办法》)及有关规定,现就加强基金监管的有关问题通知如下: 一、关于基金投资运作
(CSRC), Shanghai Stock Exchange, Shenzhen Stock Exchange, various fund management companies, fund custodians and relevant securities business institutions of all provinces, autonomous regions, municipalities directly under the Central Government, cities under separate state planning: In order to further standardize the securities investment funds (hereinafter referred to as the funds) Operation and safeguard the legitimate rights and interests of the investors of the Fund and ensure the smooth progress of the fund pilot work. According to the Interim Measures for the Administration of Securities Investment Funds (the “Interim Measures”) and the relevant provisions, the following is issued on the relevant issues concerning the strengthening of fund supervision: First, on the fund investment operation