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6月2 1日,证监会发布《证券投资基金销售管理办法(修订稿)》(下称“《修订稿》”),于今年10月1日起正式实施。与之前的版本相比,证监会有关部门负责人指出,此次基金销售的修订有四点重要变化。首先,明确了基金销售结算资金的法律性质。根据《修订稿》,基金销售结算资金是基金投资人的交易结算资金,涉及基金销售结算专用账户开立、使用、监督的机构不得将基金销售结算资金归入其自有财产。禁止任何单位
On June 21, the CSRC promulgated the Measures for the Administration of Sales of Securities Investment Funds (Revised Edition) (the “Revised Draft”), which came into effect on October 1 this year. Compared with the previous version, the head of the relevant department of the CSRC pointed out that there were four important changes in the revision of the fund sales. First of all, the legal nature of fund sales settlement funds was clarified. According to the “revised draft”, fund sales and settlement funds are transaction settlement funds for fund investors. Institutions involved in the establishment, use and supervision of fund-specific accounts for settlement and settlement of accounts shall not assign fund sales and settlement funds to their own property. Prohibit any unit