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各证券监管办公室、办事处、特派员办事处,中国证券登记结算公司,上海、深圳证券交易所:为提高行业安全应急水平,有效控制系统风险,保持市场稳定、规范发展,中国证监会决定,近期开展一次行业落实《证券经营机构营业部信息系统技术管理规范》情况和信息系统安全状况检查。现就有关事项通知如下:一、本次检查的对象为:中国证券登记结算公司,各证券交易所,各证券公司及营业部、服各部,各基余管理公司。检查工作
Securities Regulatory Offices, Offices, Special Commissioner’s Offices, China Securities Depository and Clearing Corporation, Shanghai Stock Exchange and Shenzhen Stock Exchange: In order to raise the level of safety in the industry, effectively control system risks, maintain market stability and regulate development, the CSRC decided that, Recently carried out an industry to implement the “securities business sales department information system technology management practices” situation and information system security status check. The relevant matters are hereby notified as follows: I. The objects of this inspection are: China Securities Depository and Clearing Corporation, the stock exchanges, the securities companies and the sales department, the service departments and the various fund management companies. checking work