论文部分内容阅读
随着资本市场的开放和飞速发展,资本市场融资越来越成为很多企业二次腾飞的踏板和推力,特别是股票市场融资,为越来越多的企业提供了很大的资金支持,为企业更进一步发展壮大起到了非常大的帮助。但也不乏一些企业存在信息作假,骗取市场资金,达到个人目的的行为,损害广大股民利益,扰乱市场秩序,虽然各层次及部门对上市公司规范性操作制定了很多相关法律法规及操作规范及违规责任,但仍有很多企业敢于冒险,这体现了在操作及监管环节仍存在一定的不力和漏洞,本文着力从上市公司纵向发展路径、公司自身内在因素、外在因素等经营及财务信息、监管部门有效监管等几个方面进行梳理,希望能对上市公司进一步规范性操作和有效监管有所帮助。
With the opening up and rapid development of the capital market, capital market financing has increasingly become the pedal and thrust for many enterprises to take off secondarily. The stock market financing in particular has provided a great financial support to more and more enterprises for enterprises To further develop and grow has played a very big help. However, there are also some businesses that falsify and defraud market funds to achieve their own personal goals, damage the interests of investors and disrupt market order. Although various levels and departments have formulated a number of relevant laws and regulations and norms and regulations However, there are still many enterprises that dare to take risks. This shows that there are still some inefficiencies and loopholes in the operation and supervision. This article focuses on the management of listed companies from the vertical development path, the company’s own internal and external factors such as operational and financial information, Effective supervision and other departments to sort out several aspects, hoping to further regulate listed companies and effective regulation of effective help.