论文部分内容阅读
北京证券监管办事处:你办《关于北京证券等8家证券公司申请设立证券服务部的初审意见》(京证监文[2001]67号)及相关材料收悉。经审核,现批复如下:一、同意首创证券经纪有限责任公司设立北京北辰证券营业部上地证券服务部。二、我会对该证券服务部拟任负责人黄真的任职资格无异议。三、请你办按照有关规定对该证券服务部的开业申请进行审批,并将开业批复报我会备案。
Beijing Securities Regulatory Office: You have completed the Preliminary Opinions on Applying for Establishment of Securities Services Department of 8 Securities Companies including Beijing Securities (Jing Zheng Jian Wen [2001] No. 67) and relevant materials. Approved, it is hereby approved as follows: First, agreed to the first securities brokerage limited liability company established Beijing Beichen Securities Sales Department Shangdi Securities Services. Second, I will no doubt on the qualifications of the person in charge of the securities services department intends to be Huang true. Third, please do in accordance with the relevant provisions of the securities service department to open the application for approval, and will be opened for approval I will record.