论文部分内容阅读
证券投资者保护基金是投资者保护体系的重要组成部分。境外的证券投资者保护基金经过多年的发展完善,已经较为成熟。我国的证券投资者保护基金肇始于2005年证券公司风险处置工作,在功能定位与立法模式方面存在提升空间。应当对我国证券投资者保护基金予以界定,拓展其职能,明确其经济法律关系主体、财团法人、非营利性法人以及特殊的代为清偿制度等性质,强调其“多元定位”。立法模式方面,可以先由国务院制定并颁布行政法规,待时机成熟时,再以此为核心内容制定《投资者权益保护法》。
The Securities Investor Protection Fund is an important part of the investor protection system. Overseas securities investor protection fund after years of development and improvement, has been more mature. China’s securities investor protection fund started in the risk disposal of securities companies in 2005, and there is room for improvement in terms of functional positioning and legislative model. We should define our securities investor protection fund and expand its functions. We must clarify the nature of the main body of economic and legal relations, non-profit corporations and special representatives and pay off their securities and emphasize their “pluralistic positioning.” Legislative model, you can first formulate and promulgated by the State Council administrative regulations, when the time is right, then as the core content of the “Protection of Investors Rights and Interests.”