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实施监管的外部环境不乐观近年来我国证券市场的违规现象很多,对我国证券市场的批评在近期达到了高潮,如何推进我国证券市场进一步规范发展已成当务之急。我们认为,分析监管的外部环境是认识我国证券市场问题频出的关键。我国证券市场监管的法律环境不健全从监管的法律环境看,我国的法规不健全以及法规不能协调配合,致使监管部门很难对证券市场的违法行为进行定性。考察发达国家的法律协调,据国际证券委员会组织(IOSCO)的文件表明,高效率的证券法规必须有一个统一的法律框架进行支持,所涉及的方面有:(1)
In recent years, there have been many irregularities in the securities market in China. The criticism of China's securities market has recently reached a climax. It is imperative to promote the further standardization of the development of China's securities market. In our opinion, analyzing the external environment of regulation is the key to recognizing the frequent problems in China's securities market. The legal environment for the supervision of the securities market in our country is not perfect From the legal environment of supervision, the imperfect laws and regulations of our country and the uncoordination of laws and regulations make it very difficult for regulators to conduct qualitative analysis on the illegal behaviors in the securities market. Examining the legal coordination in developed countries, documents from the International Organization of Securities Commissions (IOSCO) show that efficient securities laws must have a uniform legal framework to support them, including: (1)