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中国证监会日前对浙江证券有限责任公司、甘肃证券有限责任公司及两公司的相关责任人员违反证券法规的行为做出了行政处罚。中国证监会有关部门负责人表示,这两个证券公司违法违规行为的发生,其教训是深刻的。首先是公司高管人员的守法意识淡薄,
China Securities Regulatory Commission recently made administrative punishments against Zhejiang Securities Co., Ltd., Gansu Securities Co., Ltd. and relevant personnel of the two companies in violation of the securities laws and regulations. The head of the relevant department of China Securities Regulatory Commission said that the lessons of these two securities companies in breaking the rules and regulations are profound. The first is the weak awareness of corporate governance abide by the law,