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上海证券监管办公室,北京证券监管办事处,大连证券监管特派员办事处:你们报送的证券投资咨询机构从业资格及证券投资咨询人员执业资格初审材料收悉。根据《证券、期货投资咨询管理暂行办法》和《关于证券投资咨询机构申请咨询从业资格及证券投资咨询人员申请咨询执业资格的通知》(证监机构字[1999]68号)的有关规定,经审核,现批复如下:一、上海新资源投资咨询有限公司、北京金美林投资顾问有限公司、大连宝鼎咨询有限
Shanghai Securities Regulatory Office, Beijing Securities Regulatory Office and Dalian Securities Regulatory Commission Office: You received the securities investment advisory body practitioners qualifications and securities investment consultant qualification materials received the first instance. According to the “Provisional Measures for the Administration of Securities and Futures Investment Consulting” and the “Circular on Applying for Qualifications for Consultation and Consultation Qualifications of Securities Investment Consultants for Securities Investment Consulting Institutions” (Zheng Jian Zi Zi [1999] No. 68), the audited , Is hereby approved as follows: First, Shanghai New Resources Investment Consulting Co., Ltd., Beijing Jin Meilin Investment Consultants Ltd., Dalian Baoding Consulting Limited