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2000年12月12日证监机构字[2000]281号各证券监管办公室、办事处、特派员办事处、专员办事处,上海、深圳证券交易所:为加强对证券公司的监管,保护投资者的利益,我会制定了《证券公司检查办法》, 现予以发布。我会将按照《证券公司检查办法》,对证券公司进行检查。对信托投资公司证券营业部的检查比照《证券公司检查办法》执行。
December 12, 2000 Securities Regulatory Agency [2000] No. 281 Securities Regulatory Offices, Offices, Special Representatives Offices, Commissioners Offices, Shanghai Stock Exchanges and Shenzhen Stock Exchanges: In order to strengthen the supervision of securities companies and protect investors Interest, I will develop a “securities company inspection methods”, is to be released. I will be in accordance with the “Securities Companies Inspection Measures” to inspect the securities companies. The inspection of the trust and investment company’s securities business department shall be carried out in accordance with the Measures for the Inspection of Securities Companies.