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在美国,找家经纪行做你的投资顾问是件很容易的事,但换一家经纪行却有点难度。弗罗里达州的苏珊·伊斯塔法想将她的个人退休帐户从原来的经纪公司摩根史丹利添惠转到 American CenturyInvestments,可是两个多月过去了,转帐还没有完成。最后她成胁说要写信投诉,事情才算有了交待。大多数投资者都能较顺利地更换经纪公司,但仍有不少人抱怨更换过程中的拖拉作风及其他相关问题。1999年1-7月,美国证券和交易委员会已受理了
In the United States, looking for a brokerage house to be your investment advisor is an easy task, but changing a brokerage house is a bit difficult. Susan Ixtafa of Florida wants to transfer her IRA from the original brokerage firm Morgan Stanley to American Century Investments, but more than two months later, the transfer has not yet been completed. Finally, she threatened to write a letter to complain about things to be considered confessed. Most investors are able to change their brokerage firms more smoothly, but many still complain about the drag-and-drop style and other related issues during the replacement process. January-July 1999, the US Securities and Exchange Commission has accepted