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证券管理人员和从业人员犯罪,采取何种作案形式或手法,往往与他们手中掌握的职权有着密不可分的联系。由于岗位职责和操作要求与程序的不同,犯罪形式和手法呈现出多样性的态势与特点。盗卖,这是证券从业人员贪污犯罪所采用的较为普遍的一种手法。由于所盗卖的往往是客户的股票,受害客户不告发,公司内部一般不易察觉,这就从客观上为他者提供了条件。况且证券从业人员处在股票交易最活跃的第一线,操作又十分简便,只要思想防线一松,倾刻间就会走向贪污犯罪的道路。冒领,这虽然是一种简单而笨拙的作案手段,但
The ways in which the securities managers and practitioners commit crimes or committing crimes are often inextricably linked with the powers and powers they hold in their hands. Due to different job responsibilities and operational requirements and procedures, the forms and techniques of crime show a diversity of situations and characteristics. Theft and sale are the more common practices used by securities practitioners to embezzle crime. Because the customers who sell are often the stocks of the clients, the clients of the victims are not informed, and the internal of the company is generally not easily noticeable, which provides the conditions for others objectively. Moreover, securities practitioners are at the forefront of stock exchange trading and the operation is very simple. As long as the ideological line of defense is loosened, the moment of dumping will lead to the road of corruption. Although this is a simple and clumsy means of committing crimes,