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在期货交易中,除了一少部分期货商在期货交易所中仅仅进行自营业务外,大部分期货商或者是专营经纪业务或者是兼营期货经纪业务。期货经纪活动是期货交易的重要组成部分。在法律上,所谓期货经纪活动是指期货经纪商接受其他无权进场从事期货交易客户的委托,以自己的名义在交易所内为委托人(客户)进行期货及期权买卖的一种民事法律行为。对这种民事行为的性质,在我国理论界和实践中存在有不同的看法,主要可以归纳为三种:代理说、居间说和行纪说。 一、关于“代理说”。这种观点认为期货经纪活动的性质属于代理行为。郑州商品交易所的《期货交易规则(试行)》第8·1条即规定:“经纪业务是郑州交易所会员在郑州交易所内为客户代理交易的活动。”其他交易所的有关文件中也有类似的表述。可以说,这种看法在
In futures trading, most futures dealers either specialize in brokerage business or engage in futures brokerage business, except for a small number of futures dealers who solely conduct their own business in the futures exchange. Futures brokerage activities are an important part of futures trading. Legally speaking, the so-called futures brokerage activities refers to the futures broker to accept other do not have the right to enter the commission engaged in futures trading in its own name in the exchange for the client (client) for the futures and options trading a civil law behavior. There are different opinions on the nature of this kind of civil behavior in our theoretical circles and in practice, which can be summarized in three main categories: agency theory, inter-agency theory and practice theory. First, on the “agency said.” This view that the nature of the futures brokerage activities are agents. Zhengzhou Commodity Exchange “Futures Trading Rules (Trial)” Article 8.1 states: “Brokerage business is the Zhengzhou exchange members in the Zhengzhou exchange agent for the customer transactions.” Other exchange-related documents also A similar statement. It can be said that this view is