论文部分内容阅读
中国证券监督管理委员会令第118号《中国证监会派出机构监管职责规定》已经2015年6月29日中国证券监督管理委员会第99次主席办公会议审议通过,现予公布,自2015年12月1日起施行。主席肖钢2015年10月29日中国证监会派出机构监管职责规定第一章总则第一条为了明确中国证券监督管理委员会派出机构(以下简称派出机构)监管职责,完善证券期货监管,根据《中华人民共和国证券法》、《中华人民共和国证券投资基金法》、《期货交易
China Securities Regulatory Commission Decree No. 118, “Provisions on Regulatory Responsibilities of the CSRC Dispatch Bodies” Reviewed and Approved by the 99th Chairman’s Meeting of the China Securities Regulatory Commission on June 29, 2015 It is hereby announced that as of December 1, 2015 The date of implementation. Chairman Xiao Gang October 29, 2015 Provisions on Regulatory Responsibilities of China Securities Regulatory Commission Dispatch Institutions Chapter I General Provisions Article 1 In order to clarify the regulatory responsibilities of the dispatched institutions (hereinafter referred to as the dispatched institutions) of China Securities Regulatory Commission and improve the supervision of securities and futures, Securities Law of the People’s Republic of China, Securities Investment Fund Law of the People’s Republic of China, Futures Trading