关于上海中智富投咨询有限公司等7家证券投资咨询机构及其执业人员不予通过2002年度年检的通知

• 出 处: 中国证券监督管理委员会公告
• 发表日期: 2003年12期
• 关键词: 证券投资 证券监管 咨询机构 执业人员 特派员办事处 期货投资 咨询管理 投资顾问 暂行办法 咨询人员

上海、济南、广州、成都证券监管办公室,北京证券监管办事处,长沙证券监管特派员办事处:你们报送的2002年度证券投资咨询机构及其执业咨询人员年检初审材料收悉。根据《证券、期货投资咨询管理暂行办法》和中国证券监督管理委员会《证券投资咨询机构

Shanghai, Jinan, Guangzhou, Chengdu Securities Regulatory Office, Beijing Securities Regulatory Office and Changsha Securities Regulatory Commission Office: The first annual materials for the first semester of the securities investment advisory body and its consultants that you submitted for your receipt of the above documents were received. According to the “Securities and Futures Investment Advisory Management Interim Measures” and the China Securities Regulatory Commission, "Securities Investment Advisory Agency