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2002年4月4日,中国证监会、国家计委、国家税务总局宣布我国证券交易实行规定最高上限的浮动佣金制。以此为标志,中国券商依靠政策取得的垄断利润时代宣告结束,进入了“战国时代”。根据沪深交易所的最新统计数据,2000-2002年的十大券商排名中,国通和国信两家券商的排名变动颇为引人注目。国通证券由2000年的排名12位上升到今年上半年的第8位;国信证券由2000年的第16位上升到今年上半年的第10位。根据有关资料,国通和国信分别在全国拥有31家和24家营业部,比较而言,排名前7的券商平均都拥有70
April 4, 2002, China Securities Regulatory Commission, State Planning Commission, State Administration of Taxation announced the implementation of the maximum limit of our securities trading floating commission system. With this as a sign, the era of monopolistic profits relied on by the Chinese securities brokered by the policy ended and entered the “Warring States Period.” According to the latest statistics of the Shanghai and Shenzhen Stock Exchanges, the rankings of the top ten brokerages in 2000-2002 are rather noticeable. Guotong Securities rose from 12th place in 2000 to 8th place in the first half of this year. Guoxin Securities rose from 16th place in 2000 to 10th place in the first half of this year. According to the relevant information, Guotong and Guoxin owns 31 and 24 sales offices across the country respectively. In comparison, top 7 brokers have an average of 70